David Stockley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
- CF30 Customer (19 Oct 2012 to 8 Dec 2019)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (4 Nov 2008 to 16 Nov 2010)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (1 Dec 2001 to 11 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
Aspect Financial Planning Ltd (no longer approved here)
FRN 192381
- Employed By (1 Dec 2001 to 11 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.