Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Feb 2024)
    • [FCA CF] Client dealing (since 23 Feb 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Mar 2024)
    • CF1 Director (AR) (6 Nov 2019 to 5 Mar 2024)
    • CF30 Customer (24 Mar 2011 to 5 Mar 2024)
  • AHP Wealth Management Ltd (no longer approved here)

    FRN 915802

    • Employed By (6 Nov 2019 to 5 Mar 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Mar 2013 to 5 Mar 2024)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (24 Mar 2011 to 5 Mar 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (1 Jun 2005 to 16 Dec 2011)
    • CF21 Investment Adviser (1 Jun 2005 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.