David Steven Walker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DSW Finance (UK) Ltd

    FRN 490932

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (16 Apr 2018 to 8 Dec 2019)
    • CF1 Director (9 Nov 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2009 to 11 Dec 2014)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (19 Jan 2005 to 30 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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