Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 14 Jan 2013)
    • CF1 Director (14 Sep 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Walter & Partners Ltd (no longer approved here)

    FRN 657395

    • CF1 Director (AR) (21 May 2015 to 30 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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