David Stephen Matthews

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALDER INVESTMENT MANAGEMENT LIMITED

    FRN 122428

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (27 Jul 2016 to 8 Dec 2019)
  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • CF30 Customer (5 Nov 2010 to 29 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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