David Stephen Lewis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

King & Shaxson Limited
FRN 179213
- [FCA CF] Client dealing (since 3 Mar 2026)
- CF30 Customer (5 Aug 2019 to 8 Dec 2019)
Raymond James Financial International Limited (no longer approved here)
FRN 188244
- CF30 Customer (2 Apr 2013 to 30 Jun 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (21 Jul 2011 to 6 Mar 2013)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (11 Feb 2010 to 10 Sep 2010)
MUFG Securities EMEA plc (no longer approved here)
FRN 124512
- CF30 Customer (6 Feb 2008 to 11 Nov 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.