David Stephen Batchelor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2023)
    • [FCA CF] Client dealing (since 5 Jul 2023)
  • Wills & Trusts Independent Financial Planning Limited

    FRN 223962

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 26 Apr 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (17 Jun 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 Jun 2003 to 31 Mar 2009)
    • CF3 Chief Executive (17 Jun 2003 to 8 Dec 2019)
    • CF1 Director (17 Jun 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Jun 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (17 Jun 2003 to 8 Dec 2019)
  • Wills & Trusts Independent Financial Planning (2329) (no longer approved here)

    FRN 181008

    • Employed By (1 Oct 1998 to 11 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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