David Stanley Brennan Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Jun 2020)
    • CF30 Customer (since 19 Jun 2020)
  • David Jones

    FRN 927223

    • Employed By (since 19 Jun 2020)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF8 Apportionment and Oversight (25 Jul 2003 to 30 Jan 2004)
    • CF1 Director (20 May 2003 to 30 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.