Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 10 Jun 2024)
    • [FCA CF] Material risk taker (since 22 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Dec 2022)
    • [FCA CF] Client dealing (since 5 Oct 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 27 Jun 2022)
    • CF30 Customer (21 Oct 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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