David Simon Wynick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Dec 2010 to 28 Jul 2013)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (62)Employed By (1 Dec 2010 to 28 Jul 2013)
Winston Financial Management LLP (no longer approved here)
FRN 517089
- Employed By (12 Feb 2010 to 21 Sep 2018)
JMG Insurance Brokers Limited (no longer approved here)
FRN 116687
- CF1 Director (AR) (1 Oct 2002 to 6 Jan 2005)
- CF8 Apportionment and Oversight (1 Oct 2002 to 6 Jan 2005)
- CF10 Compliance Oversight (1 Oct 2002 to 6 Jan 2005)
- CF11 Money Laundering Reporting (1 Oct 2002 to 6 Jan 2005)
- CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.