David Simon Mayne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mayne Solutions Limited

    FRN 628835

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Feb 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Feb 2022)
    • CF30 Customer (22 Dec 2014 to 8 Dec 2019)
    • CF1 Director (22 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Dec 2014 to 30 Sep 2018)
  • Belgrave Asset Management Limited (no longer approved here)

    FRN 410497

    • CF30 Customer (1 Nov 2007 to 20 Aug 2010)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • Belgrave Asset Management Ltd (no longer approved here)

    FRN 206518

    • Employed By (26 Oct 2004 to 31 Mar 2005)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (29 Oct 2001 to 18 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.