Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 23 Jan 2008)
    • (21)Employed By (since 4 Jan 2019)
  • David Allard (no longer approved here)

    FRN 401676

    • Employed By (16 Jan 2012 to 6 Jun 2019)
  • David Blows (no longer approved here)

    FRN 477878

    • Employed By (23 Jan 2008 to 16 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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