David Shelton

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Algorithmic trading (since 9 Aug 2018)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Algorithmic trading (since 9 Aug 2018)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Bank of America Europe DAC

    FRN 989014

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Algorithmic trading (since 1 Nov 2023)
    • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (27 Mar 2006 to 20 Apr 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (25 Sep 2003 to 7 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.