David Sheasby

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • [FCA CF] Material risk taker (31 Jan 2025 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (24 Feb 2023 to 30 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Nov 2004 to 27 Mar 2013)
    • CF27 Investment Management (1 Nov 2004 to 31 Oct 2007)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.