Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GCW Global Customised Wealth LLP
FRN 801890
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2025)
- CF4 Partner (1 Jun 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
- CF30 Customer (1 Jun 2018 to 8 Dec 2019)
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- CF29 Significant management (24 Aug 2010 to 15 Nov 2010)
- CF30 Customer (9 Dec 2008 to 15 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.