David Schofield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • [FCA CF] Client dealing (17 Apr 2023 to 31 Mar 2024)
    • [FCA CF] Material risk taker (17 Apr 2020 to 17 Apr 2023)
    • SMF9 Chair of the Governing Body (31 Jan 2020 to 31 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (15 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 30 May 2017)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Mar 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Nov 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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