David Samuel Shaikh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifford Davis Financial Planning Ltd

    FRN 792018

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (8 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (8 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Jan 2018 to 30 Sep 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (11 May 2016 to 26 Oct 2017)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (17 Aug 2015 to 13 Apr 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (25 Oct 2010 to 14 Jul 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Oct 2010)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Oct 2005 to 3 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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