David Russell Farquharson Bowen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 Aug 2024)
    • CF30 Customer (since 19 Aug 2024)
    • [FCA CF] Client dealing (since 9 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2024)
  • Rockwealth Edinburgh Ltd

    FRN 1013782

    • (1)Employed By (since 19 Jun 2024)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (5 Nov 2018 to 10 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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