David Royston Lewis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D.S. HOWELL FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 428904

    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Sep 2017)
    • CF30 Customer (1 Nov 2007 to 15 Mar 2019)
    • CF11 Money Laundering Reporting (19 Apr 2005 to 12 Sep 2017)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (19 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (19 Apr 2005 to 31 Mar 2009)
    • CF1 Director (19 Apr 2005 to 12 Sep 2017)
    • Responsible for Insurance Mediation (19 Apr 2005 to 12 Sep 2017)
    • CF10 Compliance Oversight (19 Apr 2005 to 12 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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