David Rowley

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brevan Howard Investment Management Limited

    FRN 1023447

    • [FCA CF] Client dealing (since 10 May 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (20 Feb 2023 to 15 May 2024)
    • [FCA CF] Client dealing (12 Nov 2021 to 15 May 2024)
    • [FCA CF] Material risk taker (12 Nov 2021 to 31 Dec 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (20 Feb 2023 to 15 May 2024)
    • [FCA CF] Material risk taker (9 May 2017 to 15 May 2024)
    • [FCA CF] Client dealing (22 Mar 2016 to 15 May 2024)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (20 Feb 2023 to 15 May 2024)
    • [FCA CF] Material risk taker (9 May 2017 to 15 May 2024)
    • [FCA CF] Client dealing (22 Mar 2016 to 15 May 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (14 Dec 2012 to 26 Aug 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Dec 2012 to 26 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.