David Ronald Hutchinson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JB Drax Honore (UK) Limited
FRN 585303
- [FCA CF] Client dealing (since 3 Jul 2023)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Manager of certification employee (4 Sep 2017 to 28 May 2023)
- [FCA CF] Client dealing (4 Sep 2017 to 28 May 2023)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Client dealing (4 Sep 2017 to 28 May 2023)
- [FCA CF] Manager of certification employee (4 Sep 2017 to 28 May 2023)
Prism Financial Products LLP (no longer approved here)
FRN 607481
- CF4 Partner (25 Mar 2014 to 19 Oct 2016)
- CF30 Customer (25 Mar 2014 to 19 Jun 2017)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (22 Jan 2014 to 8 May 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.