David Roger Hutchins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited

    FRN 147956

    • [FCA CF] Material risk taker (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Nov 2017 to 8 Dec 2019)
    • CF29 Significant management (20 Nov 2009 to 4 Jan 2013)
    • CF30 Customer (16 May 2008 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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