David Robert Tod

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 31 May 2017)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (29 Sep 2014 to 6 Mar 2016)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF30 Customer (30 Dec 2013 to 31 Oct 2014)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (9 Sep 2009 to 29 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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