Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (27 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (17 Mar 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2006 to 17 Mar 2006)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF27 Investment Management (1 Dec 2001 to 9 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.