David Robert Moland

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • SMF16 Compliance Oversight (7 Mar 2016 to 23 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Oct 2023)
    • SMF4 Chief Risk (7 Mar 2016 to 18 Sep 2017)
    • CF28 Systems and controls (6 Oct 2015 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (11 Apr 2006 to 6 Mar 2016)
    • CF10 Compliance Oversight (25 Oct 2005 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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