Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 May 2021)
    • CF4 Partner (AR) (5 Jan 2017 to 10 May 2021)
    • CF30 Customer (1 Nov 2007 to 10 May 2021)
    • CF21 Investment Adviser (24 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Aug 2006 to 24 Apr 2007)
  • The DRM Consultancy (no longer approved here)

    FRN 455856

    • Employed By (16 Aug 2006 to 10 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.