Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 23 Apr 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (10 May 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (10 May 2007 to 18 Apr 2019)
- CF11 Money Laundering Reporting (10 May 2007 to 18 Apr 2019)
- CF27 Investment Management (10 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.