Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 217994

    • CF10 Compliance Oversight (28 Aug 2013 to 17 Nov 2016)
    • CF3 Chief Executive (4 Jun 2009 to 17 Nov 2016)
    • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Nov 2016)
    • CF1 Director (AR) (21 Jul 2004 to 10 Sep 2004)
    • CF21 Investment Adviser (22 Nov 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (22 Nov 2002 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (22 Nov 2002 to 22 May 2009)
    • CF1 Director (22 Nov 2002 to 17 Nov 2016)
  • Keystone Wealth Management Ltd (no longer approved here)

    FRN 222915

    • (1)Employed By (21 Jul 2004 to 29 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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