Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (28 Aug 2013 to 17 Nov 2016)
- CF3 Chief Executive (4 Jun 2009 to 17 Nov 2016)
- CF30 Customer (1 Nov 2007 to 25 Sep 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 17 Nov 2016)
- CF1 Director (AR) (21 Jul 2004 to 10 Sep 2004)
- CF21 Investment Adviser (22 Nov 2002 to 31 Oct 2007)
- CF8 Apportionment and Oversight (22 Nov 2002 to 31 Mar 2009)
- CF11 Money Laundering Reporting (22 Nov 2002 to 22 May 2009)
- CF1 Director (22 Nov 2002 to 17 Nov 2016)
-
- (1)Employed By (21 Jul 2004 to 29 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.