David Robert Griffith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (1 Dec 2009 to 16 Dec 2010)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (1 Dec 2009 to 16 Dec 2010)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (1 Nov 2007 to 16 Dec 2010)
- CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
Principal Global Investors (Europe) Limited (no longer approved here)
FRN 191120
- CF27 Investment Management (4 Feb 2005 to 21 Apr 2006)
- CF21 Investment Adviser (30 Dec 2003 to 21 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.