David Robert Cummings

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

David Cummings Financial Solutions (no longer approved here)
FRN 483971
- Employed By (19 Jun 2008 to 16 Jun 2008)
Murtagh Baillie Financial Services Ltd (no longer approved here)
FRN 169457
- (1)Employed By (4 Dec 2006 to 19 Jun 2008)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (12 Dec 2003 to 22 Dec 2006)
- CF7 Sole Trader (AR) (12 Dec 2003 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (26 Aug 2003 to 12 Dec 2003)
CRN Financial Management Services Ltd (no longer approved here)
FRN 159225
- Employed By (25 Jun 2003 to 23 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.