David Robert Connor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (4 Oct 2011 to 6 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (9 Jun 2004 to 21 Jan 2005)
    • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 9 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.