Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Nov 2019)
- CF10 Compliance Oversight (23 Apr 2013 to 28 Nov 2019)
- CF11 Money Laundering Reporting (23 Apr 2013 to 28 Nov 2019)
- Responsible for Insurance Mediation (7 Jul 2010 to 30 Sep 2018)
- CF1 Director (2 Jul 2010 to 28 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.