Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
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- [FCA CF] Functions requiring qualifications (17 Aug 2020 to 5 Apr 2021)
- [FCA CF] Client dealing (17 Aug 2020 to 5 Apr 2021)
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- CF21 Investment Adviser (3 Nov 2003 to 28 Jan 2005)
- CF22 Investment Adviser (Trainee) (29 Jan 2003 to 3 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.