David Robert Atkins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sirius Financial Planning Limited

    FRN 537187

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 May 2011 to 8 Dec 2019)
    • CF30 Customer (18 May 2011 to 8 Dec 2019)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (9 Jun 2008 to 18 May 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jul 2004 to 25 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.