David Richard Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Financial Associates Limited

    FRN 458421

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2013 to 8 Dec 2019)
  • Lawrence Financial Services Limited (no longer approved here)

    FRN 118336

    • Employed By (19 Mar 2010 to 31 Dec 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Mar 2010 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.