David Richard Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arma Partners LLP

    FRN 454270

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (29 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (24 Apr 2012 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 May 2011 to 11 Apr 2012)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 11 May 2009)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.