Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 4 Aug 2025)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Manager of certification employee (22 Jun 2022 to 30 Apr 2024)
    • [FCA CF] Client dealing (11 Jan 2022 to 27 Jun 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Nov 2010 to 22 Apr 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Nov 2010 to 22 Apr 2014)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 28 Sep 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.