David Richard John Kemp

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited

    FRN 122330

    • SMF1 Chief Executive (since 15 Feb 2024)
    • SMF3 Executive Director (since 15 Feb 2024)
    • [FCA CF] Significant management (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • [FCA CF] Material risk taker (since 1 Feb 2024)
    • SMF16 Compliance Oversight (17 Dec 2019 to 3 Aug 2024)
  • GAM INTERNATIONAL MANAGEMENT LIMITED

    FRN 122331

    • SMF1 Chief Executive (since 15 Feb 2024)
    • SMF3 Executive Director (since 15 Feb 2024)
    • [FCA CF] Material risk taker (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • [FCA CF] Significant management (since 1 Feb 2024)
    • SMF16 Compliance Oversight (17 Dec 2019 to 3 Aug 2024)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (5 Nov 2007 to 12 Mar 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (13 Mar 2003 to 6 May 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (13 Mar 2003 to 6 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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