David Richard James Hill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (5 May 2022 to 10 Aug 2022)
    • CF30 Customer (14 Mar 2022 to 10 Aug 2022)
  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (27)Employed By (14 Mar 2022 to 10 Aug 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Nov 2008 to 1 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.