Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
- CF30 Customer (19 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF11 Money Laundering Reporting (9 Mar 2006 to 29 Feb 2008)
- CF1 Director (4 May 2005 to 4 May 2005)
- CF21 Investment Adviser (4 May 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (4 May 2005 to 4 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.