Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
    • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
  • Clear Solutions (Wealth and Tax Management) Ltd (no longer approved here)

    FRN 429206

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF11 Money Laundering Reporting (9 Mar 2006 to 29 Feb 2008)
    • CF1 Director (4 May 2005 to 4 May 2005)
    • CF21 Investment Adviser (4 May 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (4 May 2005 to 4 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.