Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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National Australia Bank Limited
FRN 141309
- [FCA CF] Manager of certification employee (since 30 Apr 2026)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (11 Nov 2022 to 30 Apr 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Apr 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Mar 2004 to 31 Oct 2007)
- CF26 Customer Trading (16 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.