David Rhys Thomas

Last updated
4 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Terra Firma Principal Capital Group Limited

    FRN 1019907

    • SMF3 Executive Director (since 5 Sep 2025)
  • Terra Firma Capital Partners Limited (no longer approved here)

    FRN 208680

    • (152)[FCA CF] Client dealing (25 Mar 2024 to 25 Mar 2026)
    • (148)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2026)
    • (149)SMF16 Compliance Oversight (9 Dec 2019 to 25 Mar 2026)
    • (150)CF11 Money Laundering Reporting (13 Feb 2018 to 8 Dec 2019)
    • (151)CF10 Compliance Oversight (13 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Terra Firma Capital Partners Limited

  2. controlled function removed: SMF16 Compliance Oversight at Terra Firma Capital Partners Limited

  3. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Terra Firma Capital Partners Limited

  4. controlled function added: (148)SMF17 Money Laundering Reporting Officer (MLRO) at Terra Firma Capital Partners Limited

  5. controlled function added: (149)SMF16 Compliance Oversight at Terra Firma Capital Partners Limited

  6. controlled function added: (150)CF11 Money Laundering Reporting at Terra Firma Capital Partners Limited

  7. controlled function added: (151)CF10 Compliance Oversight at Terra Firma Capital Partners Limited

  8. controlled function added: (152)[FCA CF] Client dealing at Terra Firma Capital Partners Limited