David Rene James de Rothschild

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF1 Director (30 Jun 2003 to 5 Mar 2014)
- CF3 Chief Executive (30 Jun 2003 to 5 Mar 2014)
- CF8 Apportionment and Oversight (30 Jun 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.