David Reginald William Stephen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • SMF16 Compliance Oversight (27 Jun 2017 to 17 Aug 2018)
    • SMF7 Group Entity Senior Manager (22 Jun 2017 to 17 Aug 2018)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • SMF16 Compliance Oversight (3 Apr 2017 to 17 Aug 2018)
    • SMF4 Chief Risk (27 May 2016 to 17 Aug 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • SMF16 Compliance Oversight (3 Apr 2017 to 17 Aug 2018)
    • SMF4 Chief Risk (7 Mar 2016 to 17 Aug 2018)
    • CF28 Systems and controls (12 Jul 2010 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF16 Compliance Oversight (3 Apr 2017 to 17 Aug 2018)
    • SMF4 Chief Risk (27 May 2016 to 17 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.