David Ralph Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dimensional Fund Advisors Ltd. (no longer approved here)

    FRN 150100

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (27 Feb 2009 to 8 Dec 2019)
  • David Stock & Co Limited (no longer approved here)

    FRN 121754

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (26 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.