David Ralph Chalk

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF18 Other Overall Responsibility (1 Jan 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (20 Feb 2017 to 26 Jan 2019)
    • [FCA CF] Material risk taker (20 Feb 2017 to 26 Jan 2019)
    • [PRA CF] Managing a material risk taker (20 Feb 2017 to 26 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (20 Feb 2017 to 26 Jan 2019)
    • CF28 Systems and controls (3 Aug 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF18 Other Overall Responsibility (1 Jan 2019 to 31 Mar 2022)
    • CF28 Systems and controls (3 Aug 2011 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF29 Significant management (1 Nov 2007 to 12 Jun 2008)
    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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