David Rae

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ribble Wealth Management Limited (no longer approved here)

    FRN 706237

    • [FCA CF] Client dealing (1 Jan 2020 to 6 Dec 2023)
    • [FCA CF] Significant management (1 Jan 2020 to 2 May 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 29 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Dec 2023)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
  • IPP Financial Services LLP (no longer approved here)

    FRN 232166

    • CF30 Customer (2 Feb 2011 to 31 Dec 2015)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (4 Jun 2010 to 20 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.