David Prysor Hulse

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hugh James Solicitors

    FRN 231167

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 16 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2023)
    • [FCA CF] Client dealing (since 16 Jan 2023)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (7 Nov 2012 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Mar 2010 to 23 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 29 Mar 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF21 Investment Adviser (23 May 2006 to 23 Mar 2007)
    • CF22 Investment Adviser (Trainee) (14 Apr 2005 to 23 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.