David Price

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • [FCA CF] Material risk taker (1 Mar 2022 to 1 Jul 2023)
    • [FCA CF] Client dealing (1 Mar 2020 to 1 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2020 to 1 Jul 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 May 2022)
    • CF29 Significant management (15 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Jul 2016 to 30 Sep 2018)
    • CF30 Customer (24 Oct 2013 to 8 Dec 2019)
  • Threadneedle Property Investments Limited (no longer approved here)

    FRN 409314

    • Employed By (4 Jan 2008 to 31 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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