David Potterton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 2 Mar 2023)
    • [FCA CF] Client dealing (since 4 Nov 2021)
    • [FCA CF] Material risk taker (4 Nov 2021 to 31 Dec 2021)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 2 Mar 2023)
    • [FCA CF] Material risk taker (since 2 Jul 2020)
    • [FCA CF] Client dealing (since 10 Nov 2017)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 2 Mar 2023)
    • [FCA CF] Material risk taker (since 2 Jul 2020)
    • [FCA CF] Client dealing (since 10 Nov 2017)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (13 Nov 2014 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (13 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.